Illinois Stockbroker Misconduct Attorneys

St. Charles Attorneys Protecting against Stockbroker Misconduct

Higgins and Burke, P.C. combines 25 years of experience with representing investors who may have been the targets of stockbroker misconduct in St. Charles and other cities throughout the State of Illinois. Often times, an investor will entrust their financial securities to a brokerage firm or through a financial advisor or broker, who will then make financial investment decisions on behalf of the client.

Unfortunately, it could be months or even years before a client notices a loss in their investments due to many factors involving stockbroker misconduct, including:

• Stockbroker Fraud-deceptive investment practices used for personal gain
• Stockbroker Negligence-failure to carefully manage customer accounts per instructions
• Ponzi Schemes- fraudulent investment operation based on other investors’ money
• Over Concentrated Portfolios- failure to diversify a customer’s portfolio
• Insurance Abuses-fraudulent insurance activities used to generate commission
• Bond Fraud-failure to disclose the associated risks during the purchase of bonds

Each year there are claims made for stockbroker misconduct, and if you’ve been a victim or suspect your broker or financial institution is taking advantage of your investments, contact an experienced securities attorney who understands the laws surrounding investment fraud and can help to protect you against future investment losses.

Exceptional Investment Attorneys Helping Clients

Our team of investment securities attorneys draws from a variety of professional financial backgrounds to better serve clients who have been the victims of dishonest stockbroker and brokerage firms. John Burke, a former stockbroker himself, has continuously represented clients in matters involving stockbroker fraud, insurance fraud, and has experience in the securities arbitration process in both state and federal courts and with FINRA, formerly (the NASD).

Our attorneys continue to serve clients to recover all types of recoverable losses on investments such as stocks, mutual funds, bonds, limited partnerships, and hedge funds. We diligently work to ensure your legal needs are satisfactorily resolved so that you can be on the road to financial recovery. If you are concerned about your securities or any other investments as a result of stockbroker misconduct, our attorneys at Higgins and Burke, P.C. can fight for you.

Contact Us Now

Schedule a free initial consultation today by calling our office in downtown St. Charles, Illinois at (630) 762-9081 today. We represent clients throughout the United States, and all parts of the State of Illinois, including DuPage, Kane, and Kendall County, as well as the cities of Chicago, Joliet, Morris, and others throughout Illinois. contact us today.