Illinois Attorneys against Stockbroker Fraud

Stockbroker Fraud Attorneys in St. Charles

If your stockbroker or financial planner has made unauthorized transactions or has gained large commissions as a result of inappropriate investments due to greed, incompetence, or negligence, then you may be the victim of stockbroker fraud.

In Illinois, there are laws designed to protect investors. Securities regulators are continuously issuing fines and suspensions for stockbroker fraud. Unfortunately, when investment losses occur, the investor must go through the process of filing a claim to recover those investment losses. Since most brokerage firms require investors to sign a binding arbitration agreement, claims filed against a brokerage firm are often handled through the process of securities arbitration, not in court.

At the law firm of Higgins and Burke, P.C. in St. Charles, Illinois, our attorneys come highly regarded in the securities arbitration process. We represent investors in conjunction with the Financial Investors Regulatory Authority (FINRA), who may have lost substantial amounts of money in stocks, bonds, mutual funds, limited partnerships, and other types of investments. We have a combined 25 years of legal experience in all areas pertaining to financial matters, including insurance fraud, and we work to ensure that our client’s best interests are upheld.

Reputable Securities Attorneys Representing You

If you suspect that your stockbroker or financial planner has mishandled your savings or retirement account, our firm can represent you. We have handled all types of cases involving negligence, misrepresentation and omissions, and other forms of stockbroker misconduct.

You have a right to protect your investments, and we can stand by your side while providing you with sound legal guidance. Our goal is to help you recover the maximum amount of your investment losses. Together, our exceptional team of attorneys has represented investors against stockbroker fraud, and we have won settlements involving millions of dollars in recovery.

Let Us Help You

Contact our attorneys at Higgins and Burke, P.C. in downtown St. Charles if you have fallen prey to stockbroker fraud. We represent clients through out the United States, and all parts of the State of Illinois, including DuPage, Kane, and Kendall County, as well as the cities of Chicago, Joliet, Morris, and others throughout Illinois. Call us today at (630) 762-9081 to schedule a free consultation.